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Spotlight on the Standards

The Most Important Standard: Receiving Screening

For the correctional facility concerned about effective health services management, essential standard Receiving Screening (E-02) might well be the most important of all standards in the NCCHC manuals. From the first jail version in 1977...

“Receiving screening is performed on all inmates upon admission to the facility before being placed in the general population or housing area, with the findings recorded on a printed screening form approved by the responsible physician”

to the current version common to jails, prisons and juvenile facilities...

“Receiving screening is performed on all inmates immediately upon arrival at the intake facility”

this standard is meant to protect the individuals being admitted, address liability for the facility and safeguard the general health environment for staff, other inmates and visitors.

The standard’s threefold intent is outlined in the Discussion section: “(1) to identify and meet any urgent health needs of those admitted; (2) to identify and meet any known or easily identifiable health needs that require medical intervention before the health assessment; and (3) to identify and isolate inmates who appear potentially contagious.”

Quick, Effective Screening
Receiving screening can be accomplished quickly and effectively as soon as an inmate enters the facility. For NCCHC’s purposes, screening is a brief but comprehensive process that for the trained screener normally will take about 10 minutes or less.

Depending on the number of inmates entering and the support available to screening personnel, the intent of “immediate” can be met with appropriate modifications. For example, when 20 individuals come in at one time, a two-tiered process may be useful. A trained officer checks each entering inmate for need of immediate medical attention and asks about any urgent health needs. Those needing immediate attention undergo the full screening process with health staff. All other newly received inmates are watched in the intake area, where signs explain how to access health services, until the health staff gets to each in turn and completes the full screening.

If no health staff are on site, an on-call professional can be telephoned for guidance on steps to take to meet the inmate’s health needs, including further evaluation in a community emergency room.

Meeting Identified Needs
The purpose of identification of health needs is to meet those needs as dictated by the arriving inmate’s clinical condition. In fact, this standard is not fully met until the needs are met. To put it simply, appropriate clinical intervention must occur in a timely fashion in keeping with community standards of care.

Ideally, receiving screening is done by health staff, and the more experienced the screener, the more effective the process. However, the reality is that many correctional facilities, especially medium to small jails and juvenile facilities, health staff are not on site “24/7”. Even in facilities where a nurse is present, it may not be possible for the nurse to do the screening. NCCHC standards do allow for trained correctional staff to do the receiving screening in facilities with an average daily population of less than 500.

No matter who does the screening, however, findings of immediate, urgent and ongoing health needs must be followed up with further evaluation and treatment by qualified health professionals. Even in facilities where health staff are not on duty, protocols must be in place to access qualified health providers who can either respond personally or direct staff in taking needed action.

Facility staff usually can recognize when an incoming inmate presents with clear emergency needs requiring immediate intervention. Virtually all facilities today respond immediately to bleeding wounds or suicide threats. Such intervention does not always occur, however, when the screening identifies other significant health needs. Lack of appropriate training, poor procedures, insufficient guidelines and miscommunication all contribute to the possibility that needed services are inappropriately delayed.

The insulin-dependent inmate who states his need for a meal and ends up in an acute low-blood-sugar reaction, the depressed inmate who does not receive her antidepressant for a week after admission and cuts herself, the hypertensive inmate who ends up in the ER because his usual medication was not on the formulary, the inmate in DTs because no watch was initiated when he arrived in an inebriated state—all are the result of poor policies and procedures or lack of follow-through.

Once problems are identified, failure to intervene in a timely fashion can have dire consequences. Consider, for example, the suffering of an adolescent with impacted wisdom teeth who gets no pain medication; staff exposure to contagious disease when the inmate with active TB is admitted to general population; or the significant legal action a facility may face when an inmate dies because her brain-injury-related seizure was not identified.

Getting It Right
To meet the intent of the screening for those with identified health needs, facilities must have clear policies and procedures developed by the responsible physician, health authority and legal authority and must ensure that they are followed. When health staff are not available on site to assess the significance of the findings, on-call procedures can dictate that the screening officer contact a health professional by telephone as the next step.

Nurses who provide screening or who are the health staff consulted by screening personnel should understand when they need to contact the midlevel practitioner or physician and not exceed their scope of practice in determining dispositions. The same clinical decision making that occurs in free world settings should be in place in correctional settings. It is the nature and extent of the medical or mental health condition that dictates the response, not the legal status of the inmate.

The understanding and positive working relationship between custody and health staff concerning their roles when an inmate is admitted are factors that affect timely, appropriate interventions. Health staff need orientation that enables them to appreciate security concerns, while custody staff require training to understand that meeting the identified health needs of inmates being admitted is as much a legal mandate for correctional authorities as for health professionals.

One common problem is the inmate admitted who is on medications and for whom delay or change in medication may have significant negative results. NCCHC does not dictate how this is to be done, but a process must be exist to ensure that inmates continue medication as medically necessary in a timely fashion. The responsible physician may implement a policy that allows medications accompanying the inmate to be administered until the physician sees the inmate. This would require safeguards such as accepting only medications in original pharmacy containers, individually labeled, with a telephone check to the prescribing physician or dispensing pharmacy.

Another option is to disallow the use of medication not provided by the facility, with arrangements to obtain any necessary medications by at least verbal order of the facility physician. Protocol may require that the physician alone may prescribe the medication, but this means that the physician must be on site during admission hours or come in after hours as needed.

Whether the screening is done by health or trained correctional staff, periodic reviews of outcomes and refresher training should be in place. Review and debriefing with staff involved when a problem develops should be routine. When something is missed and bad outcomes happen, it is critical that the review process be one not of fault finding, but rather of identifying where things went wrong and what corrective action is needed. This is where the link to an active continuous quality improvement program is beneficial.

(This article first appeared in the Summer 2004 issue of CorrectCare.)

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